Ramon S. Morant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ramon Sebastian Morant, who also goes by Ray Morant, was a registered financial professional .
Ramon is a previously registered financial professional and started their career in finance in 1993. Ramon had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2015 - October 3, 2017
INTEGRATED FINANCIAL PLANNING SERVICES
July 7, 1997 - May 14, 2013
INTEGRATED FINANCIAL PLANNING SERVICES
April 2, 1996 - July 7, 1997
PRUCO SECURITIES, LLC.
August 25, 1993 - November 11, 1994
METROPOLITAN LIFE INSURANCE COMPANY
August 25, 1993 - November 11, 1994
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRATED FINANCIAL PLANNING SERVICES
CRD#: 17935 / SEC#: 801-132001, 8-35120
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (36 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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