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KH

Kenneth Glen Hansen

CRD# 236260·Registered 1959 - 2020
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Glen Hansen, who also goes by Ken Hansen, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1959 - 2020. Kenneth had worked at 6 firms and has passed the Series 63, SIE, PC, Series 1 and Series 40 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Hansen

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

67 years in the financial services industry

Current & Past Employments

D.A. DAVIDSON & CO.·CRD# 199
BD
Salt Lake City, UT
October 3, 1997 - July 2, 2020
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
August 11, 1986 - October 17, 1997
BOETTCHER & COMPANY, INC.·CRD# 101
BD
April 11, 1977 - August 29, 1986
BOSWORTH SULLIVAN & COMPANY INCORPORATED·CRD# 103
BD
May 17, 1972 - May 5, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
May 10, 1971 - July 3, 1972
GOODBODY & CO. INCORPORATED·CRD# 362
BD
September 30, 1959 - August 16, 1972

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Current Firm

D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO.

CROWELL, WEEDON & CO., A DIVISION OF D.A. DAVIDSON & CO. | D.A. DAVIDSON & CO. | D. A. DAVIDSON & CO. INCORPORATED

CRD#: 199 / SEC#: 801-45761, 8-2399
RIA
Registered Investment Advisory firm - SEC (2/8/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

8 Third Street North, Great Falls, MT 59401

Mailing Address

P.o. Box 5015, Great Falls, MT 59403-5015

Phone Number

(406) 727-4200

Established

Montana since 05/01/1935

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Large

# of Employees

990

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

D.A. DAVIDSON & CO. WRAP FEE PROGRAM BROCHURE (7/30/2026)

Direct owners and executive officers

NamePositionCRD#
D.A. DAVIDSON COMPANIESHOLDING COMPANY—
BEAUPREZ, JACQUELINE ANNSVP, GENERAL COUNSEL4075012
CRONK, JAMES LEEPRINCIPAL OPERATIONS OFFICER1104799
DISPENSE, MARC RUSSELLPRESIDENT, FIXED INCOME CAPITAL MARKETS4655410
MARTINEZ, LAWRENCE TODDCHARIMAN AND CEO, D.A. DAVIDSON COMPANIES, DIRECTOR4596308
MCCUBBIN, JARED CSVP, CHIEF COMPLIANCE OFFICER4969077
MCKINNEY, RORY ADAMPRESIDENT, EQUITY CAPITAL MARKETS4735577
PURPURA, MICHAEL JOSEPHPRESIDENT, WEALTH MANAGEMENT, DIRECTOR2095576
WAKEFIELD, DAVID IANCHIEF FINANCIAL OFFICER3095440

Regulatory Assets Under Management

Total Number of Accounts

92,146

AUM (Assets Under Management)

$41,839,245,699

Disclosures

Regulatory Event

41

Arbitration

7

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/13/2025Cover PageReport
09/27/2024Cover PageReport
11/13/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO.

CROWELL, WEEDON & CO., A DIVISION OF D.A. DAVIDSON & CO. | D.A. DAVIDSON & CO. | D. A. DAVIDSON & CO. INCORPORATED

CRD#: 199 / SEC#: 801-45761, 8-2399
RIA
Registered Investment Advisory firm - SEC (2/8/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1979About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

PC — AMEX Put and Call Exam

Passed Jul 1977

Series 1 — Registered Representative Examination

Passed Sep 1959

Series 40 — Registered Principal Examination

Passed Nov 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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KH
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