MH
Matthew P. Havens
GLOBAL VISION ADVISORS
NORWELL, MA 02061
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CRD#: 2362578
MH
Professional summary
Matthew Philip Havens, CFP®, who also goes by Matt Havens, is a registered financial advisor currently at GLOBAL VISION ADVISORS located in Norwell, Massachusetts and CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Norwell, Massachusetts.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matt Havens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GLOBAL VISION ADVISORS LLC, 101 LONGWATER CIR, STE 103, NORWELL, MA, 6/14/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 2) GLOBAL VISION ADVISORS LLC, 101 LONGWATER CIR, STE 103, NORWELL, MA, 1/01/2014 AS ADVISORY REP OF A RIA. INV REL - 8/WK - 8/TRADING. 3) SOUTH SHORE HOSPITAL, 55 FOGG RD SOUTH WEYMOUTH, MA. 1/1/11 ASA CO-CHAIR; BOARD MEMBER AND CURRENT CO-CHAIR OF SOUTH SHORE HOSPITAL LINKS COMMITTEE. RAISING FUNDS FOR THE BENEFIT OF PEDIATRICS DEPARTMENT. DEVOTES 2 HRS/MNTH. NONE DURING TRADING. NON-PROFIT ORGANIZATION. 2 HR/MO- 0/TRADING HR. 4) 101 LONGWATER LLC, 101 LONGWATER CIR, STE 103, NORWELL, MA, 1/01/2012 AS LANDLORD OF COMMERCIAL RENTAL PROPERTY. NIR - 1/MO - 0/TRADING. 5) YMCA - HANOVER, 75 MILL ST, HANOVER, MA- COMMITTEE MEMBER- NON-PROFIT, 07/10/17, NIR, 4 HR/YR- 4/TRADING HR. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 30/WK - 30/TRADING. 06/14/07 7) YATA LLC, 90 E FIELDVIEW CIRCLE, BOZEMAN, MT, 12/17/2018. MEMBER, PART OWNER. NIR-0/YR-0/TRADING. 8) SAKONNET GOLF CLUB, 79 SAKONNET POINT RD, LITTLE COMPTON, RI, BOARD MEMBER OF A NON-PUBLIC ENTITY, PRESIDENT, 11/01/2024, NIR, 4/MO- 0/TRADING 9) SGC HOLDINGS / 685 West Main Rd, Little Compton RI 02837 / 11/2022 / BOARD MEMBER, SAKONNET GOLF CLUB HOLDING COMPANY / NIR / 1 HR/MO - 1 HR TRADING 10) HINGHAM CONGREGATIONAL CHURCH INVESTMENT COMMITTEE, 366 Main St, Hingham MA 02043, 09/2024, Committee Member, Volunteer, NIR, 1 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Philip Havens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 4, 2010 - Present
GLOBAL VISION ADVISORS
Office #1: 101 Longwater Circle Suite 103, Norwell, MA 02061RIA
CRD#: 145200
NORWELL, MA
Current
April 16, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 101 Longwater Circle Suite 103, Norwell, MA 02061RIA
CRD#: 134139
NORWELL, MA
Current
June 14, 2007 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 101 Longwater Circle Ste 103, Norwell, MA 02061BD
CRD#: 39543
Norwell, MA
Past
August 9, 2007 - December 31, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
HINGHAM, MA
Past
February 27, 2004 - June 18, 2007
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
NORWELL, MA
Past
February 1, 1999 - June 18, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
NORWELL, MA
Past
July 28, 1993 - January 8, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
July 28, 1993 - January 8, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2007)
RR
California(6/14/2007)
RR
Colorado(6/14/2007)
RR
Connecticut(6/14/2007)
RR
District of Columbia(7/13/2009)
RR
Florida(6/14/2007)
RR
Hawaii(9/28/2009)
RR
Idaho(1/2/2009)
RR
Maine(7/15/2022)
RR
Massachusetts(6/14/2007)
IAR
Massachusetts(1/5/2010)
RR
New Hampshire(10/6/2022)
RR
New Jersey(1/27/2009)
RR
New York(6/14/2007)
RR
North Carolina(12/2/2020)
RR
Ohio(7/29/2009)
RR
Oregon(6/14/2007)
RR
Rhode Island(6/14/2007)
RR
South Carolina(1/2/2009)
RR
Texas(11/5/2018)
IAR
Texas(11/5/2018)
RR
Vermont(1/5/2010)
RR
Virginia(6/14/2007)
RR
Washington(7/13/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Norwell, MA 02061TRUST BUT VERIFY
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