Michael A. Crowder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allan Crowder, who also goes by Michael Crowder, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 9 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2019 - September 28, 2020
KALOS MANAGEMENT
September 30, 2019 - September 28, 2020
KALOS CAPITAL, INC.
August 17, 2016 - August 21, 2019
HARRISDIRECT LLC
March 21, 2016 - August 21, 2019
E*TRADE SECURITIES LLC
May 31, 2007 - July 14, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 29, 2007 - July 14, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 6, 2001 - December 13, 2007
GPC SECURITIES, INC.
April 18, 1994 - March 17, 2000
FIDELITY BROKERAGE SERVICES LLC
August 6, 1993 - September 7, 1993
CHATFIELD DEAN & CO., INC.
June 14, 1993 - July 2, 1993
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/1/2024
General Securities Representative ExaminationCurrent Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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