Matthew R. Jennings
Professional summary
Matthew Ray Jennings was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Matthew had worked at 10 firms, which includes WESTMOORE ADVISORS LLC, WESTMOORE SECURITIES INC., C.K. COOPER & COMPANY INC., MISSION CAPITAL INVESTMENT GROUP INC., MJK CLEARING INC., SAN CLEMENTE SECURITIES INC., DEL MAR FINANCIAL SERVICES INCORPORATED, BROOKSTREET SECURITIES CORPORATION, TITAN/VALUE EQUITIES GROUP INC., MONTANO SECURITIES CORPORATION.
Question & Answer
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2006 - June 4, 2007
WESTMOORE ADVISORS, LLC
July 19, 2002 - January 21, 2009
WESTMOORE SECURITIES, INC.
July 26, 2001 - March 25, 2002
C.K. COOPER & COMPANY, INC.
October 6, 1997 - January 16, 2003
MISSION CAPITAL INVESTMENT GROUP, INC.
April 11, 1997 - March 17, 1998
MJK CLEARING, INC.
September 5, 1996 - April 24, 1997
SAN CLEMENTE SECURITIES, INC.
March 8, 1996 - August 13, 1996
DEL MAR FINANCIAL SERVICES, INCORPORATED
April 20, 1995 - March 11, 1996
BROOKSTREET SECURITIES CORPORATION
December 22, 1994 - April 10, 1995
TITAN/VALUE EQUITIES GROUP, INC.
July 8, 1993 - January 1, 1995
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current firm
No current employment
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