Jarett J. Finkelstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jarett Jay Finkelstein was a registered financial professional .
Jarett is a previously registered financial professional and started their career in finance in 1996. Jarett had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 31, 2008 - December 11, 2012
INTEGRAL DERIVATIVES, LLC
January 25, 2007 - January 13, 2009
AGS SPECIALISTS II, LLC
September 26, 2003 - February 7, 2007
AGS SPECIALISTS LLC
July 8, 1996 - August 14, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
INTEGRAL DERIVATIVES, LLC
CRD#: 149087 / SEC#: , 8-68102
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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