Lisa A. Esposito
Professional summary
Lisa Ann Esposito was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lisa is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Lisa had worked at 7 firms, which includes MEETING STREET BROKERAGE LLC, PARKER FINANCIAL CORP., MILLENNIUM BROKERAGE L.L.C., GREAT EASTERN SECURITIES INC., RUSHMORE CAPITAL INC., DOMESTIC SECURITIES INC., ALL-TECH DIRECT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2004 - December 9, 2009
MEETING STREET BROKERAGE, LLC
October 8, 2003 - October 1, 2004
PARKER FINANCIAL CORP.
November 26, 2002 - January 30, 2004
MILLENNIUM BROKERAGE, L.L.C.
June 18, 2002 - October 31, 2002
GREAT EASTERN SECURITIES, INC.
January 17, 2002 - April 23, 2002
RUSHMORE CAPITAL, INC.
November 7, 2001 - April 22, 2002
DOMESTIC SECURITIES, INC.
September 24, 2001 - October 16, 2001
ALL-TECH DIRECT, INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 5/2/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
MEETING STREET BROKERAGE, LLC
CRD#: 34764 / SEC#: , 8-46326
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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