Emil H. Hansen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Emil Hans Hansen was a registered financial professional .
Emil is a previously registered financial professional and started their career in finance in 1973. Emil had worked at 7 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2010 - December 31, 2011
THE INVESTMENT CENTER, INC.
March 7, 2003 - July 20, 2010
NEXT FINANCIAL GROUP, INC.
May 4, 2000 - March 11, 2003
FFP SECURITIES, INC.
July 20, 1995 - May 5, 2000
IFG NETWORK SECURITIES, INC.
December 24, 1986 - November 11, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
December 20, 1984 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
May 1, 1973 - June 25, 1984
AMERICAN EXPRESS FINANCIAL CORPORATION
May 1, 1973 - June 25, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
May 1, 1973 - June 25, 1984
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/23/1973
Registered Representative ExaminationCurrent Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
