Raymond B. Cooley

WEALTHPLANS

Frederick, MD 21704

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CRD#: 2361861

Professional summary

Raymond Brent Cooley is a registered financial advisor currently at WEALTHPLANS, LLC located in Frederick, Maryland.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Raymond has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Cooley & Associates, P.C.~'NIR'~5970 Frederick Crossing Lane, Suite 200~Frederick~MD~21704~Tax Preparation/Accounting~Tax Preparation/Accounting~7/22/1993~140hrs~120hrs~President|Frederick Crossing Realty LLC~'NIR'~5970 Frederick Crossing Lane, Suite 200~Frederick~MD~21704~Rental Property Owner/Management~Partner/General Partner~9/2/2005~1hrs~1hrs~Owner of office building|FC Frederick~'NIR'~PO Box 1163~Frederick~MD~21702~Club/Association Director/Officer~Member of the Board of Directors~12/31/2008~4hrs~0hrs~Board Trustee|Guilford Office Condiminium~'NIR'~178 Thomas Johnson Drive~Suite 201~Frederick~MD~21702~Real Estate~Member of the Board of Directors~1/1/2016~1hrs~0hrs~Attend meetings, budgeting, contract approval for maint. of ground and buildings.|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Brent Cooley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 8, 2021 - Present

WEALTHPLANS, LLC

Office #1: 5970 Frederick Crossing Lane Suite 201, Frederick, MD 21704

RIA

CRD#: 311560

Frederick, MD

Past

May 20, 1994 - January 14, 2021

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Frederick, MD

Past

July 22, 1993 - January 14, 2021

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

FREDERICK, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHPLANS, LLC

CRD#: 311560 / SEC#: 801-119949

RIA

Registered Investment Advisory firm - (12/10/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/8/2021)

IAR

Texas
(2/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/9/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTHPLANS, LLC

CRD#: 311560 / SEC#: 801-119949

RIA

Registered Investment Advisory firm - (12/10/2020 Approved)

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Contact information

Main Address

5970 Frederick Crossing Lane Suite 201, Frederick, MD 21704

Mailing Address

Phone number

(301) 695-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHPLANS DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	237
AUM (Assets Under Management)	$ 173,120,755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Raymond B. Cooley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Brent Cooley's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

WEALTHPLANS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/1994

Series 63

Date: 1/25/1994

SIE

Date: 10/1/2018

Series 7

Date: 1/8/2002

Series 6

Date: 7/9/1993

Current Firm

WEALTHPLANS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHPLANS, LLC

TRUST BUT VERIFY

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