Colleen A. Schueneman
Professional summary
Colleen Ann Schueneman, who also goes by Colleen Ann Glaza, Colleen A Schueneman, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Troy, Michigan.
Colleen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Colleen has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Colleen Ann Schueneman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Colleen Ann Schueneman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 5600 New King Drive Suite 350, Troy, MI 48098August 5, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 5600 New King Drive Suite 350, Troy, MI 48098October 1, 2020 - September 3, 2024
EQUITY SERVICES, INC.
September 1, 2017 - September 3, 2024
EQUITY SERVICES, INC.
July 16, 2013 - April 24, 2017
MML INVESTORS SERVICES, LLC
September 16, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
September 16, 2004 - January 28, 2013
MSI FINANCIAL SERVICES, INC.
October 25, 1996 - October 6, 2004
MONY SECURITIES CORPORATION
June 4, 1996 - November 4, 1996
PRUCO SECURITIES, LLC.
October 13, 1995 - July 3, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
October 13, 1995 - July 3, 1996
SIGNATOR INVESTORS, INC.
September 1, 1993 - October 3, 1995
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(4/8/2025)
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(11/19/2024)
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Troy, MI 48098TRUST BUT VERIFY
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