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ME

Michael C. Evangelista

Some features on this profile are disabled
CRD#: 2361644
ME

Professional summary

Michael Christopher Evangelista was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial advisor and started their career in finance in 1993. Prior to being barred, Michael had worked at 6 firms, which includes APW CAPITAL INC., KISTLER-TIFFANY ADVISORS, CAMBRIDGE INVESTMENT RESEARCH INC., CINCINNATI ANALYSTS INC., PRUCO SECURITIES LLC., F.N. WOLF & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Evangelista

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 17, 2012 - December 20, 2012

APW CAPITAL, INC.

BD
CRD#: 43814
ROCKAWAY, NJ
Past

February 14, 2008 - December 21, 2012

KISTLER-TIFFANY ADVISORS

RIA
CRD#: 145256
BERWYN, PA
Past

January 2, 2008 - May 24, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
BERWYN, PA
Past

November 18, 1994 - December 31, 2007

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
BERWYN, PA
Past

April 20, 1994 - November 10, 1994

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

July 2, 1993 - December 16, 1993

F.N. WOLF & CO., INC.

BD
CRD#: 13051

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/30/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/1/1993
General Securities Representative Examination

Current Firm

AC
APW CAPITAL, INC.
APW CAPITAL, INC. | COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.

CRD#: 43814 / SEC#: , 8-50433

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Mailing Address
100 Enterprise Drive, Suite 504, Rockaway, NJ 07866
Phone number
(973) 394-0404
Established
New Jersey since 07/03/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SMITH, TIMOTHY LIAMPRESIDENT & FINOP1407004
JENNINGS, CHRISTINASHAREHOLDER4360546
COUTANT, TONYA MARIECHIEF COMPLIANCE OFFICER4585494
JENNINGS, SEANSHAREHOLDER

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

APW CAPITAL, INC.

CRD#: 43814

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