Mary E. Wilder
Professional summary
Mary Ellen Wilder was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mary is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Mary had worked at 3 firms, which includes INVESTSMART INC., SUNPOINT SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 1999 - June 24, 1999
INVESTSMART, INC.
June 15, 1998 - June 17, 1998
INVESTSMART, INC.
June 12, 1996 - December 15, 1997
INVESTSMART, INC.
September 3, 1993 - November 19, 1999
SUNPOINT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 28
Date: 8/30/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
INVESTSMART, INC.
CRD#: 45458 / SEC#: , 8-51052
Contact information
Documents
Red Flags
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