Christopher R. Sansone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Sansone was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2009 - November 14, 2014
ROBOTTI SECURITIES, LLC
September 25, 2003 - June 1, 2009
ROBOTTI SECURITIES, LLC
June 16, 2003 - September 29, 2003
UBS CAPITAL MARKETS L.P.
September 24, 2002 - June 13, 2003
JEFFERIES LLC
April 14, 1999 - September 19, 2002
HERZOG, HEINE, GEDULD, LLC
July 3, 1997 - June 5, 1998
RENCAP SECURITIES, INC.
April 18, 1995 - July 18, 1997
G.RESEARCH, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/1/1999
Limited Representative-Equity Trader ExamCurrent Firm
ROBOTTI SECURITIES, LLC
CRD#: 13251 / SEC#: , 8-28886
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBOTTI & COMPANY, INCORPORATED | STOCKHOLDER 100% OWNER OF APPLICANT | |
| KELLEHER, DENNIS MICHAEL | CHIEF COMPLIANCE OFFICER | 2107342 |
| MCQUEENEY, DAVID VINCENT | SROP, ROP | 2440806 |
| MEVORAH, ERWIN I | CFO, FIN/OP & SECRETARY | 1944735 |
| ROBOTTI, ROBERT EDWARD | PRESIDENT, CEO, GSP, TREASURER | 732905 |
| ROBOTTI, SUZANNE BENSON | DIRECTOR | 4616454 |
| SEKLIR, NANCY ELIZABETH | DIRECTOR | 1756843 |
| WASIAK, KENNETH RONALD | DIRECTOR | 1485703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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