Patrick B. Houghton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Benedict Houghton, who also goes by Patrick Houghton, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1994. Patrick had worked at 4 firms and has passed the Series 63, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2010 - March 9, 2013
WOODSIDE CAPITAL SECURITIES LLC
November 5, 1998 - May 17, 2000
SUTRO & CO. INCORPORATED
November 19, 1996 - October 1, 1998
FIRST UNION CAPITAL MARKETS CORP.
September 26, 1994 - September 9, 1996
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WOODSIDE CAPITAL SECURITIES LLC
CRD#: 152603 / SEC#: , 8-68469
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOODSIDE CAPITAL PARTNERS INTERNATIONAL LLC | OWNER, MANAGING MEMBER | |
| BURGER, RUDOLPH EDWARD | MANAGING DIRECTOR, CCO | |
| COLLINS, ELIZABETH SARAH | FINOP, CFO | 4714831 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
