Francis N. Hansch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Noel Hansch was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1968. Francis had worked at 4 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1991 - December 31, 1993
BMA FINANCIAL SERVICES, INC.
March 5, 1986 - September 23, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
October 29, 1971 - February 26, 1988
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
December 21, 1970 - November 8, 1971
GREEN HILL FINANCIAL SERVICE CORPORATION
October 16, 1968 - January 25, 1974
FINANCIAL OPPORTUNITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/10/1968
Registered Representative ExaminationSeries 00
Date: 10/12/1971
General Securities Principal ExaminationCurrent Firm
BMA FINANCIAL SERVICES, INC.
CRD#: 7943 / SEC#: , 8-23717
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUSINESS MEN'S ASSURANCE COMPANY OF AMERICA | PARENT COMPANY | |
| DEARDORFF, MICHAEL KENT | DIRECTOR | 1435805 |
| FILING, NICHOLAS ANTHONY | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | 207502 |
| HEIDKAMP, MARGARET MARY | SECRETARY/DIRECTOR | 2461319 |
| HESSLING, RAYMOND ROBERT JR | CHIEF COMPLIANCE OFFICER | |
| HIGLEY, DAVID LEE | DIRECTOR | 2090115 |
| HUSE, FRED LEO | VICE PRESIDENT-SALES AND MARKETING | 253874 |
| ISRAELITE, AARON | SROP/CROP | 2228819 |
| JENNINGS, JOHN STEPHEN | FINOP | 2287506 |
| JENNINGS, JOHN STEPHEN | TREASURER | 2287506 |
| RAKICH, ROBERT THOMAS | CHAIRMAN OF BOARD/CEO/DIRECTOR | 2440050 |
| SODEN, STEPHEN STANLEY | PRESIDENT/MP/DIRECTOR | 430066 |
| SWEENEY, SUSAN A. | DIRECTOR |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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