Brent A. Cochran

THE NORDEN GROUP LLC

Salt Lake City, UT 84107

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CRD#: 2361173

Professional summary

Brent Alan Cochran is a registered financial advisor currently at THE NORDEN GROUP LLC located in Salt Lake City, Utah.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brent has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; 1/2008 SELLING FIXED LIFE INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20 HR/YR . 2)KBC VENTURES; NOT IVESTMENT RELATED; RESIDENCE; EQUIPTMENT LEASING; OWNER; OWNER; 10/2017; APPROX 5 HOURS/MONTH; APPROX 1 HOUR/MONTH DURING TRADING HOURS; INVOLVED IN THE OPERATIONS OF KBC VENTURES. 3) KBC GOOD DEEDS LLC; INVESTMENT RELATED; RESIDENCE; REAL ESTATE PURCHASES; OWNER; 12/2024; APPROX 5 HOURS/MONTH; APPROX 2 HOURS/MONTH DURING TRADING HOURS; INVOLVED WITH SELECTION OF INVESTMENT PROPERTIES TO PURCHASE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Alan Cochran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2023 - Present

THE NORDEN GROUP LLC

Office #1: 5295 Commerce Dr., Suite 175 Suite 1300, Salt Lake City, UT 84107

RIA

CRD#: 323988

Salt Lake City, UT

Past

January 17, 2019 - June 28, 2023

TOWNSQUARE CAPITAL, LLC

RIA

CRD#: 288576

Salt Lake City, UT

Past

October 18, 2016 - January 22, 2019

CREWE ADVISORS

RIA

CRD#: 173920

SALT LAKE CITY, UT

Past

September 30, 2006 - October 26, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SALT LAKE CITY, UT

Past

September 30, 2006 - October 26, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SALT LAKE CITY, UT

Past

February 3, 2003 - October 2, 2006

FIRST WESTERN ADVISORS

RIA

CRD#: 13623

SALT LAKE CITY, UT

Past

February 3, 2003 - October 2, 2006

FIRST WESTERN ADVISORS

CRD#: 13623

SALT LAKE CITY, UT

Past

October 13, 2000 - January 29, 2003

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

February 20, 1998 - October 9, 2000

FIRST WESTERN ADVISORS

CRD#: 13623

HOLLADAY, UT

Past

October 1, 1996 - February 18, 1998

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

July 11, 1996 - February 18, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

November 7, 1994 - December 20, 1995

JPMSI

CRD#: 15733

NEW YORK, NY

Past

July 23, 1993 - October 20, 1994

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/31/2023)

IAR

Utah
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/5/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/22/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 11/4/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

THE NORDEN GROUP LLC

CRD#: 323988 / SEC#: 801-127137

RIA

Registered Investment Advisory firm - (1/5/2023 Approved)

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Contact information

Main Address

5255 N Edgewood Drive Suite 225, Provo, UT 84604

Mailing Address

Phone number

(801) 331-5511

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE NORDEN GROUP LLC ADV BROCHURE (7/15/2025)

Regulatory assets under management

Total Number of Accounts	3,913
AUM (Assets Under Management)	$ 1,739,496,789

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent A. Cochran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Alan Cochran's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOWNSQUARE CAPITAL, LLC

CREWE ADVISORS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FIRST WESTERN ADVISORS

FIRST WESTERN ADVISORS

GOLDMAN SACHS & CO. LLC

FIRST WESTERN ADVISORS

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

JPMSI

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

THE NORDEN GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/1993

Series 63

Date: 6/9/1993

SIE

Date: 10/26/2016

Series 31

Date: 4/5/2007

Series 7

Date: 7/22/1993

Series 8

Date: 11/4/1997

Current Firm

THE NORDEN GROUP LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE NORDEN GROUP LLC

TRUST BUT VERIFY

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