Andrew G. Laing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Gerard Laing, who also goes by Andrew G Laing, Andy Laing, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1993. Andrew had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2017 - February 7, 2018
ALLSTATE FINANCIAL ADVISORS, LLC
November 29, 2017 - February 7, 2018
ALLSTATE FINANCIAL SERVICES, LLC
September 4, 2014 - December 17, 2015
PNC WEALTH MANAGEMENT LLC
September 4, 2014 - December 17, 2015
PNC WEALTH MANAGEMENT LLC
February 20, 2014 - August 15, 2014
CAPITAL ONE FINANCIAL ADVISORS LLC
February 20, 2014 - August 15, 2014
CAPITAL ONE INVESTMENT SERVICES LLC
October 9, 2012 - March 5, 2014
CHARLES SCHWAB & CO., INC.
September 19, 2012 - March 5, 2014
CHARLES SCHWAB & CO., INC.
January 5, 2011 - July 31, 2012
WILMINGTON TRUST INVESTMENT ADVISORS, INC.
October 18, 2010 - July 20, 2012
M&T SECURITIES, INC.
June 16, 2008 - September 14, 2010
PACIFIC SELECT DISTRIBUTORS, LLC
March 7, 2003 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
July 14, 2000 - June 10, 2008
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
February 19, 1999 - November 8, 1999
TRANSAMERICA SECURITIES SALES CORPORATION
August 2, 1993 - January 19, 1999
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
