Richard A. Jensen

BAKER JENSEN INVESTMENT ADVISORS

SAN JUAN CAPISTRANO, CA 92675

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CRD#: 2361078

Professional summary

Richard Allen Jensen JR, who also goes by Richard Allen Jensen Jr., is a registered financial advisor currently at BAKER JENSEN INVESTMENT ADVISORS, LLC located in San Juan Capistrano, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 11 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Allen Jensen Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Jensen is an insurance agent. This activity takes up to 2 hours per week during trading hours. Mr. Jensen is compensated for insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Jensen JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 1995 - Present

BAKER JENSEN INVESTMENT ADVISORS, LLC

Office #1: 30448 Rancho Viejo Rd Ste 105, San Juan Capistrano, CA 92675

RIA

CRD#: 115086

SAN JUAN CAPISTRANO, CA

Past

June 25, 2012 - November 30, 2012

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SAN JUAN CAPITRANO, CA

Past

November 2, 2009 - July 30, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

SAN CLEMENTE, CA

Past

October 22, 2007 - July 18, 2011

JOSEPH L. CANNAVA

RIA

CRD#: 113462

IRVINE, CA

Past

June 6, 2000 - November 3, 2009

MAIN STREET SECURITIES, LLC

CRD#: 47127

SAN CLEMENTE, CA

Past

November 10, 1997 - June 6, 2000

WESTPORT FINANCIAL SERVICES, L.L.C.

CRD#: 38449

JACKSONVILLE, FL

Past

August 1, 1995 - April 24, 1997

LAGUNA SECURITIES, INC.

CRD#: 37547

NEWPORT BEACH, CA

Past

October 10, 1994 - August 1, 1995

WEALTH RESOURCE CAPITAL CORPORATION

CRD#: 10367

NEWPORT BEACH, CA

Past

May 12, 1994 - September 7, 1994

TDI, INCORPORATED

CRD#: 30629

ENGLEWOOD, CO

Past

August 26, 1993 - February 22, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 26, 1993 - February 22, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/24/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/25/1993

General Securities Representative Examination

Current Firm

BAKER JENSEN INVESTMENT ADVISORS, LLC

BAKER JENSEN INVESTMENT ADVISORS, LLC | SPORTFISHING FINANCIAL GROUP

CRD#: 115086 / SEC#: 801-67764

RIA

Registered Investment Advisory firm - (9/11/2012 Terminated)

California

Registered Investment Advisory firm - (7/12/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

30448 Rancho Viejo Rd Suite 105, San Juan Capistrano, CA 92675-1572

Mailing Address

Phone number

(949) 481-1805

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 36,476,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard A. Jensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Jensen JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

NATIONAL PLANNING CORPORATION

JOSEPH L. CANNAVA

MAIN STREET SECURITIES, LLC

WESTPORT FINANCIAL SERVICES, L.L.C.

LAGUNA SECURITIES, INC.

WEALTH RESOURCE CAPITAL CORPORATION

TDI, INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/1/1993

Series 7

Date: 8/25/1993

Current Firm

BAKER JENSEN INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAKER JENSEN INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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