Jeffrey S. Ballek

NWF ADVISORY SERVICES

WOODBURY, MN

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CRD#: 2361063

Professional summary

Jeffrey S Ballek, who also goes by Jeff S Ballek, Jeff Steven Ballek, Jeff Ballek, Tyler Vanteil, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Woodbury, Minnesota and OSAIC WEALTH, INC. located in Woodbury, Minnesota.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jeffrey has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff S Ballek | Jeff Steven Ballek | Jeff Ballek | Tyler Vanteil

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BALLEK WEALTH MANAGEMENT, LLC. POSITION: Owner NATURE: Insurance Products INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2020 ADDRESS: 2551 Grey Eagle Dr, Woodbury MN 55129, United States DESCRIPTION: Sell Insurance Products 2. COLDWELL BANKER REALTY / NETWORK CONNECT (DBA) POSITION: Realtor NATURE: Sole proprietorship, affiliation with Coldwell Banker for real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2024 ADDRESS: 7550 France Ave South, Suite 300, Edina MN 55435, United States DESCRIPTION: Maintaining realtor's license, not actively selling real estate. 3. NWF ADVISORY SERVICES, INC. POSITION: Independent Advisor Representative NATURE: Corporation, Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 90 START DATE: 06/09/2025 ADDRESS: 2551 Grey Eagle Dr, Woodbury MN 55129, United States DESCRIPTION: I provide Advisory Services such as wrap; Fee accounts and Financial Plans devote a over half of my time to this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey S Ballek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2025 - Present

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

WOODBURY, MN

Current

January 17, 2024 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WOODBURY, MN

Past

January 26, 2024 - July 3, 2025

THE AMERIFLEX GROUP

RIA

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/17/2024)

Minnesota
(1/24/2024)

IAR

Minnesota
(5/21/2025)

Nevada
(1/17/2024)

New Jersey
(1/17/2024)

Texas
(1/17/2024)

Wisconsin
(1/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/6/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/22/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/7/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

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Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey S. Ballek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey S Ballek's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

THE AMERIFLEX GROUP

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

WADDELL & REED

WADDELL & REED

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WADDELL & REED

WADDELL & REED

SUNPOINT SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

NORTH AMERICAN MANAGEMENT, INC.

FORESTERS EQUITY SERVICES, INC.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2005

Series 63

Date: 11/22/1993

SIE

Date: 10/1/2018

Series 7

Date: 7/6/2005

Series 6

Date: 11/22/1993

Series 24

Date: 10/7/2010

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

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