Edward J. Hans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Hans was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1970. Edward had worked at 2 firms and has passed the PC, Series 14 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 1995 - January 20, 1998
MISCHLER FINANCIAL GROUP, INC.
December 28, 1970 - May 16, 2001
THE SEIDLER COMPANIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 8/18/1977
AMEX Put and Call ExamSeries 40
Date: 12/21/1970
Registered Principal ExaminationCurrent Firm
MISCHLER FINANCIAL GROUP, INC.
CRD#: 37818 / SEC#: , 8-48067
Contact information
FINRA licenses (49 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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