Alina Fisch
Professional Summary
Alina Fisch is a registered financial advisor currently at CONTESSA CAPITAL located in New York, New York. Alina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Alina has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
CONTESSA CAPITAL | CONTESSA CAPITAL ADVISORS LLC | CONTESSA CAPITAL ADVISORS
Contact Information
Main Address
New York, NYMailing Address
64 Bleecker St Ste 207, New York, NY 10012Phone Number
(212) 677-9376# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
27AUM (Assets Under Management)
$12,666,868Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/4/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Aug 2002About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jul 2002About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Alina Fisch's CRS (Customer Relationship Summary).
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