Victoria L. Delucia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Lynn Delucia, who also goes by VIctoria Lynn Barile, Victoria L Olson, Victoria Lynn Olson, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 1993. Victoria had worked at 11 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2016 - February 23, 2017
LGA CAPITAL
July 6, 2015 - March 22, 2016
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
December 7, 2012 - April 7, 2014
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 27, 2007 - August 10, 2012
AST INVESTMENT SERVICES, INC.
July 3, 2007 - August 10, 2012
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 1, 2003 - May 15, 2007
VP DISTRIBUTORS LLC
March 31, 2003 - September 13, 2004
WS GRIFFITH SECURITIES, INC.
February 21, 2003 - June 30, 2003
MAIN STREET MANAGEMENT COMPANY
March 22, 2002 - February 20, 2003
VP DISTRIBUTORS LLC
January 18, 2000 - September 21, 2004
WS GRIFFITH SECURITIES, INC.
April 17, 1997 - January 26, 2000
VP DISTRIBUTORS LLC
March 17, 1995 - May 29, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
August 10, 1993 - December 13, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 10, 1993 - December 13, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LGA CAPITAL
CRD#: 282415 / SEC#: , 8-69715
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
