EC
Eric S. Cox
HEADLAND CAPITAL
MT. PLEASANT, SC 29464
Some features on this profile are disabled
CRD#: 2360876
EC
Professional summary
Eric Scott Cox is a registered financial advisor currently at HEADLAND CAPITAL located in Mt. Pleasant, South Carolina and LPL FINANCIAL LLC located in Ashland, Kentucky.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 4/27/2016: Low Country Angels - Investment Related - Home Based Other-Angel investing - Started 5/7/15 - Time Spent 5% - Member. 2) 4/27/2016: 4 Carrere Ct - Investment Related - Home Based - Real Estate Rental - Started 05/01/2012 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 5%. 3)4/27/2016: Financial Advocacy Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 4/2016 - Time Spent 100%. 4) 5/4/2016: Maryland Financial Group, Inc. - DBA: (Hybrid) Maryland Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - START 4/2016 - Time Spent 75%. 5) 11/16/2016: Coastal Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2016 - 50 Hours Per Month/7 Hours During Securities Trading. 6) 9/13/2017: Consolidated Brokerage Network - Investment Related - Home Based - Insurance Agency - Started 07/25/2016 - 20 Hours Per Month/10 Hours During Securities Trading - Fixed life brokerage business. 7) 7/29/2019 - No Business Name - Not Investment Related - iHeart Media, 950 Houston Northcutt Blvd., Mt. Pleasant, SC 29464 - Other--Non-Financial Radio Show - Started 04/09/2014 - 2 Hours Per Month/0 Hours During Securities Trading - Host of Beyond The Business show on local radio. 8) 09/30/2024 - Headland Capital, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 12/16/2024 - 160 Hours Per Month/ 6 Hours During Trading - I provide investment advisory services through Headland Capital, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Scott Cox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2024 - Present
HEADLAND CAPITAL
Office #1: 300 West Coleman Blvd. Suite 204, Mt. Pleasant, SC 29464RIA
CRD#: 332277
MT. PLEASANT, SC
Current
April 27, 2016 - Present
LPL FINANCIAL LLC
Office #1: 1557 Winchester Avenue Suite 205 & 206, Ashland, KY 41101Office #2: 300 W Coleman Blvd Ste 204, Mt. Pleasant, SC 29464RIA
BD
CRD#: 6413
ASHLAND, KY
Past
July 26, 2017 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
Mt. Pleasant, SC
Past
May 4, 2016 - December 18, 2024
MARYLAND FINANCIAL GROUP, INC.
RIA
CRD#: 122320
Mount Pleasant, SC
Past
April 14, 2015 - May 11, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
MOUNT PLEASANT, SC
Past
January 2, 2014 - May 11, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
MOUNT PLEASANT, SC
Past
January 18, 2013 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MT PLEASANT, SC
Past
October 13, 1997 - January 4, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
CHARLESTON, SC
Past
July 8, 1993 - June 27, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HEADLAND CAPITAL
BARNETT WEALTH ADVISORS, LLC | UPCHURCH & CORN ADVISORS, LLC | HEADLAND CAPITAL, LLC | HEADLAND CAPITAL | COASTAL WEALTH MANAGEMENT, LLC
CRD#: 332277 / SEC#: 801-130923
RIA
Registered Investment Advisory firm - (9/24/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2025)
RR
Arizona(11/14/2017)
RR
Florida(4/27/2016)
RR
Georgia(1/17/2024)
RR
Indiana(4/12/2021)
RR
Kentucky(4/27/2016)
RR
Maryland(3/15/2024)
RR
Michigan(9/8/2022)
RR
New Jersey(11/14/2023)
RR
North Carolina(6/29/2017)
RR
Ohio(4/27/2016)
RR
South Carolina(4/27/2016)
IAR
South Carolina(12/16/2024)
RR
Tennessee(3/12/2024)
RR
Texas(7/24/2017)
RR
West Virginia(9/14/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HC
HEADLAND CAPITAL
BARNETT WEALTH ADVISORS, LLC | UPCHURCH & CORN ADVISORS, LLC | HEADLAND CAPITAL, LLC | HEADLAND CAPITAL | COASTAL WEALTH MANAGEMENT, LLC
CRD#: 332277 / SEC#: 801-130923
RIA
Registered Investment Advisory firm - (9/24/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 West Coleman Blvd. Suite 204, Mt. Pleasant, SC 29464
Mailing Address
Phone number
(843) 388-4300
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,509 |
| AUM (Assets Under Management) | $ 403,025,177 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
