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JH

Jean Robert Hanrahan

CRD# 236087·Registered 1974 - 2015
Previously Registered: Being a previously registered professional could mean that Jean is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jean Robert Hanrahan was a registered financial advisor. Jean was a previously registered financial professional and started their career in finance 1974 - 2015. Jean had worked at 5 firms and has passed the SIE, Series 7 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

X-CHANGE FINANCIAL ACCESS, LLC·CRD# 126201
BD
Chicago, IL
April 13, 2005 - November 16, 2015
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
June 20, 2001 - August 1, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
January 31, 1980 - June 25, 2001
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
June 21, 1977 - January 31, 1980
MESIROW FINANCIAL, INC.·CRD# 2764
BD
May 3, 1974 - November 30, 1974

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Current Firm

XF
X-CHANGE FINANCIAL ACCESS, LLC

X-CHANGE FINANCIAL ACCESS, LLC

CRD#: 126201 / SEC#: 8-65860
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

222 W Adams Street Suite 450, Chicago, IL 60606

Mailing Address

222 W Adams Street Suite 450, Chicago, IL 60606

Phone Number

(312) 235-0320

Established

Illinois since 04/09/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MAREX NORTH AMERICA HOLDINGS INCDIRECT PARENT—
BATES, CHRISTOPHERCFO/FINOP5648556
GEYE, ANDREW JCEO-SECURITIES DIVISION6323003
KAPLAN, GARYCHIEF COMPLIANCE OFFICER1603617
MEOLA, ANGELOPRINCIPAL OPERATIONS OFFICER4218349

Disclosures

Regulatory Event

34

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1977About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Apr 1974

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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