Dana M. Brisendine
Professional summary
Dana Moore Brisendine, who also goes by Dana Nicol Brisendine, Dana Nicol Moore, is a registered financial advisor currently at HMS INVESTMENT ADVISORS located in Nashville, Tennessee.
Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Dana has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dana Moore Brisendine's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2009 - Present
HMS INVESTMENT ADVISORS
Office #1: 5130 Ashland City Hwy, Nashville, TN 37218January 31, 2007 - April 2, 2009
TRUIST INVESTMENT SERVICES, INC.
January 23, 2007 - April 2, 2009
TRUIST INVESTMENT SERVICES, INC.
June 21, 1993 - December 22, 1993
AMERISTAR CAPITAL MARKETS, INC.
Primary Firm SEC Registration
HMS INVESTMENT ADVISORS
CRD#: 149764 / SEC#: 801-78569
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/7/2009)
Exams
Current Firm
HMS INVESTMENT ADVISORS
CRD#: 149764 / SEC#: 801-78569
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 281,932,427 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2025 | ||
| 07/24/2024 | ||
| 12/18/2023 | ||
| 10/26/2022 |
Red Flags
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