Paul J. Manelis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Manelis was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1993. Paul had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2020 - May 17, 2021
FISHER INVESTMENTS
August 21, 2020 - October 6, 2020
PERSONAL CAPITAL ADVISORS CORPORATION
October 12, 2017 - October 5, 2020
ZACKS INVESTMENT MANAGEMENT, INC.
December 2, 2016 - April 28, 2017
NEW ALBION PARTNERS LLC
April 4, 2013 - June 10, 2016
ROSENBLATT SECURITIES INC.
June 2, 2011 - March 4, 2013
GLOBAL HUNTER SECURITIES, LLC
May 20, 2010 - March 15, 2011
WJB CAPITAL GROUP, INC.
June 18, 2009 - April 29, 2010
SOLEIL SECURITIES CORPORATION
April 6, 2009 - June 19, 2009
MKM PARTNERS LLC
December 15, 2004 - July 2, 2007
W.R. HAMBRECHT + CO., LLC
May 13, 2003 - November 5, 2004
FULCRUM GLOBAL PARTNERS LLC
February 1, 2001 - March 30, 2001
U.S. BANCORP INVESTMENTS, INC.
November 3, 1999 - April 15, 2003
PIPER SANDLER & CO.
November 27, 1995 - September 23, 1999
A. G. EDWARDS & SONS, INC.
August 13, 1993 - December 7, 1995
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/2/2009
Limited Representative-Equity Trader ExamSeries 8
Date: 3/20/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
