Bruce T. Rogoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Thorner Rogoff MR., who also goes by Bruce T Rogoff, Bruce Thorner Rogoff, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 2003. Bruce had worked at 3 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2013 - February 20, 2015
VICTOR SECURITIES, LLC
May 5, 2006 - June 29, 2009
ARGYLE INVESTMENTS, LLC
September 26, 2003 - July 1, 2013
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VICTOR SECURITIES, LLC
CRD#: 146664 / SEC#: , 8-67841
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VICTOR IB HOLDINGS LLC | SOLE SHAREHOLDER | |
| BAKHLER, KIRILL | CEO & CCO | 4576372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
