James W. Lynch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James W Lynch, who also goes by Jimmy Lynch, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2011. James had worked at 3 firms and has passed the SIE exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2014 - January 18, 2018
CMZ TRADING, LLC
November 8, 2011 - March 27, 2014
RONIN CAPITAL, LLC
March 18, 2011 - November 1, 2011
BLUE CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Current Firm
CMZ TRADING, LLC
CRD#: 132051 / SEC#: , 8-66551
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
