Guilford W. Nergard

NERGARD WEALTH MANAGEMENT

PHOENIX, AZ

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CRD#: 2360614

Professional summary

Guilford Ward Nergard, CFP®, who also goes by Guil Ward Nergard, Guil Nergard, Guilford Nergard, Guilford Ward Nergard, is a registered financial advisor currently at NERGARD WEALTH MANAGEMENT, LLC located in Phoenix, Arizona.

Guilford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Guilford has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Guil Ward Nergard | Guil Nergard | Guilford Nergard | Guilford Ward Nergard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance : Mesa, Arizona/ 1991, Insurance Agent/Producer, Variable Life, Variable Annuity and Variable Contracts, Accident and Health, Sickness and Life. Investment Related, 5% time spent on this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guilford Ward Nergard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

May 29, 2025 - Present

NERGARD WEALTH MANAGEMENT, LLC

RIA

CRD#: 335534

PHOENIX, AZ

Past

September 15, 2021 - May 5, 2025

SB ADVISORY, LLC

RIA

CRD#: 154680

Phoenix, AZ

Past

August 24, 2021 - August 24, 2021

SAN BLAS SECURITIES LLC

CRD#: 290605

CHICAGO, IL

Past

June 30, 2021 - July 30, 2021

NFSG CORPORATION

RIA

CRD#: 130814

MESA, AZ

Past

November 30, 2020 - July 30, 2021

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

MESA, AZ

Past

February 15, 2018 - December 1, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

TEMPE, AZ

Past

May 17, 2013 - December 1, 2020

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

TEMPE, AZ

Past

June 1, 2009 - June 13, 2013

MORGAN STANLEY

CRD#: 149777

TEMPE, AZ

Past

July 31, 1993 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

TEMPE, AZ

Past

July 8, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/5/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/6/1993

General Securities Representative Examination

Current Firm

NERGARD WEALTH MANAGEMENT, LLC

CRD#: 335534 / SEC#:

Arizona

Registered Investment Advisory firm - (5/29/2025 Approved)

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(602) 790-3859

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	30
AUM (Assets Under Management)	$ 20,170,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Guilford W. Nergard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guilford Ward Nergard's CRS (Customer Relationship Summary).

Certified licenses

Experience

SB ADVISORY, LLC

SAN BLAS SECURITIES LLC

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/1993

Series 63

Date: 7/12/1993

SIE

Date: 10/1/2018

Series 3

Date: 8/5/1993

Series 7

Date: 7/6/1993

Current Firm

NERGARD WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NERGARD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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