Dewayne R. Nelson

COLLECTIVE WEALTH ADVISORS LLC

Coppell, TX 75019

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CRD#: 2360518

Professional summary

Dewayne Ray Nelson JR, who also goes by D R Nelson Jr, Dewayne Ray Nelson, is a registered financial advisor currently at COLLECTIVE WEALTH ADVISORS LLC located in Coppell, Texas.

Dewayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Dewayne has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

D R Nelson Jr | Dewayne Ray Nelson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member Dewayne Ray Nelson Jr. is also a licensed insurance agent. Approximately 1% of his time is spent in his insurance practice. From time to time, he may offer Clients advice or products from this activity. Investment Related. St. Peter Lutheran Church; Gun Barrell City, TX; Interim Pastor-worship and religious education; non-investment related; 16 hours per month; 0 hours during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dewayne Ray Nelson JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2017 - Present

COLLECTIVE WEALTH ADVISORS LLC

Office #1: 713 Main Street, Coppell, TX 75019

RIA

CRD#: 289157

Coppell, TX

Past

April 4, 2008 - August 11, 2017

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

COPPELL, TX

Past

March 24, 2008 - August 11, 2017

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

COPPELL, TX

Past

January 2, 2003 - March 24, 2008

NRP FINANCIAL, INC.

RIA

CRD#: 103717

ADDISON, TX

Past

January 2, 2003 - March 24, 2008

NRP FINANCIAL, INC.

CRD#: 103717

ADDISON, TX

Past

May 1, 2001 - December 20, 2002

HFG ADVISORS, L.L.C.

RIA

CRD#: 110138

DALLAS, TX

Past

May 1, 2001 - January 21, 2003

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DALLAS, TX

Past

May 1, 2001 - January 21, 2003

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 1, 1994 - January 17, 2001

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLLECTIVE WEALTH ADVISORS LLC

COLLECTIVE WEALTH ADVISORS LLC | SWM PLANNING, LLC | SOVEREIGN WEALTH MANAGEMENT

CRD#: 289157 / SEC#: 801-133786

RIA

Registered Investment Advisory firm - (6/30/2025 Approved)

Arizona

Registered Investment Advisory firm - (7/8/2025 Terminated)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Illinois

Registered Investment Advisory firm - (12/14/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/8/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COLLECTIVE WEALTH ADVISORS LLC

COLLECTIVE WEALTH ADVISORS LLC | SWM PLANNING, LLC | SOVEREIGN WEALTH MANAGEMENT

CRD#: 289157 / SEC#: 801-133786

RIA

Registered Investment Advisory firm - (6/30/2025 Approved)

Arizona

Registered Investment Advisory firm - (7/8/2025 Terminated)

Florida

Registered Investment Advisory firm - (7/8/2025 Terminated)

Illinois

Registered Investment Advisory firm - (12/14/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/8/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/8/2025 Terminated)

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Contact information

Main Address

713 Main Street, Coppell, TX 75019

Mailing Address

Phone number

(214) 427-1427

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A & 2B SEC (5/30/2025)

Regulatory assets under management

Total Number of Accounts	552
AUM (Assets Under Management)	$ 139,765,830

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Dewayne R. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dewayne Ray Nelson JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

HFG ADVISORS, L.L.C.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

COLLECTIVE WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2001

Series 63

Date: 12/23/1993

SIE

Date: 8/11/2017

Series 7

Date: 1/12/1998

Series 6

Date: 2/28/1994

Current Firm

COLLECTIVE WEALTH ADVISORS LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLLECTIVE WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

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