Andrew J. Pravlik

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CRD#: 2360456

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew James Pravlik, who also goes by Andrew J Pravlik, was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1996. Andrew had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew J Pravlik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PITTSBURGH FINANCIAL GROUP; 651 HOLIDAY DRIVE, FOSTER PLAZA 5, SUITE 400, PITTSBURGH, PA 15220; DBA; WWW.PITTSBURGHFINANCIALGROUP.COM; CEO/PRESIDENT; COMPENSATION IN THE FORM OF COMMISSIONS; 40-60 HOURS PER WEEK DURING NORMAL TRADING HOURS. 2. INSURANCE WITH COASTAL INSURANCE CONSULTING- COMMISSIONS 2-5 HOURS PER WEEK DURING TRADING HOURS 3. FIXED INSURANCE BUSINESS. COMPENSATION IN FORM OF COMMISSIONS. 2-5 HOURS PER WEEK, DURING TRADING HOURS. 4. OWNER OF RENTAL PROPERTY 6305 152ND AVENUE NE REDMOND, WA 98052 COMPENSATION: RENT; NON-BUSINESS HOURS 0-1 PER WEEK 5. Seattle Finacial Group/Seattle Wealth Management; 4613 229th Place, Sammamish, WA 98075: LLC and DBA for expense purposes and pass through. No clients or revenue currently - just recently established. 2-5 HOURS PER WEEK DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 22, 2023 - March 18, 2024

INVESTMENT RESEARCH CORP

RIA

CRD#: 108208

Pittsburgh, PA

Past

February 8, 2023 - March 18, 2024

WORLD CAPITAL BROKERAGE, INC.

CRD#: 37

Pittsburgh, PA

Past

October 13, 2017 - December 19, 2022

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Pittsburgh, PA

Past

February 23, 2017 - December 19, 2022

REALTA EQUITIES, INC.

CRD#: 23769

Pittsburgh, PA

Past

August 9, 2011 - February 10, 2017

PROSPERA FINANCIAL SERVICES, INC.

RIA

CRD#: 10740

PITTSBURGH, PA

Past

August 2, 2011 - February 10, 2017

PROSPERA FINANCIAL SERVICES, INC.

CRD#: 10740

PITTSBURGH, PA

Past

June 19, 2002 - September 10, 2009

HEFREN-TILLOTSON, INC.

RIA

CRD#: 53

PITTSBURGH, PA

Past

July 23, 1996 - September 10, 2009

HEFREN-TILLOTSON, INC.

CRD#: 53

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/1996

General Securities Representative Examination

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

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Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew J. Pravlik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD CAPITAL BROKERAGE, INC.

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

PROSPERA FINANCIAL SERVICES, INC.

PROSPERA FINANCIAL SERVICES, INC.

HEFREN-TILLOTSON, INC.

HEFREN-TILLOTSON, INC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2002

Series 63

Date: 8/1/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/22/1996

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

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