Winifred A. Hannigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Winifred Agnes Hannigan, who also goes by Winifred A Hannigan, Winifred Agnes Fusco Hannigan, Winnie Hannigan, was a registered financial professional .
Winifred is a previously registered financial professional and started their career in finance in 1971. Winifred had worked at 7 firms and has passed the Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 1989 - January 10, 1990
A. F. INVESTMENTS, INC.
January 3, 1989 - March 2, 1989
A. F. INVESTMENTS, INC.
July 28, 1986 - March 17, 1987
RUTHERFORD, BROWN & CATHERWOOD, LLC
August 23, 1985 - June 19, 1986
BAILEY, MARTIN & APPEL, INC.
December 21, 1983 - April 10, 1985
LEGG MASON WARREN YORK, INC.
August 31, 1982 - December 21, 1983
SEI INVESTMENTS DISTRIBUTION CO.
May 13, 1982 - June 9, 1982
GRUNTAL & CO., L.L.C.
December 10, 1971 - May 14, 1982
E. W. SMITH CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 12/6/1971
General Securities Principal ExaminationCurrent Firm
A. F. INVESTMENTS, INC.
CRD#: 18552 / SEC#: , 8-36940
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
