BD
Bryon G. Deiss
GRADIENT SECURITIES
Arden Hills, MN 55126
Some features on this profile are disabled
CRD#: 2360417
BD
Professional summary
Bryon Ganus Deiss, who also goes by Bryon G Deiss, Bryon Ganus Deiss, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Arden Hills, Minnesota.
Bryon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Bryon has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryon G Deiss | Bryon Ganus Deiss
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LEGALSHIELD & IDSHIELD; NOT INVEST RELATED; ONE PRE-PAID WAY, ADA, OK 74820; LEGALSHIELD; INDEPENDENT ASSOCIATE; START 03/2010; 6 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; GET INDIVIDUALS TO BECOME MEMBERS TO THE LEGAL COUNCIL/ID SHIELD SERVICES. 2. CASE CENTRAL; INVEST RELATED; 4105 LEXINGTON AVE N, ARDEN HILLS, MN 55126; CASE DESIGN; SR FINANCIAL CASE DESIGN SPECIALIST; START 01/2021; 160 HOURS PER MONTH; 140 HOURS DURING TRADING HOURS; WORK WITH FINANCIAL SERVICE PROVIDERS TO OFFER COMPREHENSIVE ANALYSIS, PRODUCT ILLISTRATIONS AND FINANCIAL REPORTS. 3. BRYON DEISS; INVEST RELATED; 7616 CAPETOWN PLAZA, WOODBURY, MN 55125; INSURANCE; INSURANCE AGENT; START 09/2020; 6 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; SALES OF INSURANCE. 4. RIGHTEOUS ROCK BAND; NOT INVEST RELATED; COTTAGE GROVE, MN 55016; MUSIC; MUSICIAN/VOCALIST; START 2011; 8 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; PLAY A VARIETY OF MUSIC AT EVENTS/DANCES ONCE PER QUARTER.
CRS (Client Relationship Summary) - RIA
Click below to view Bryon Ganus Deiss's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bryon Ganus Deiss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2021 - Present
GRADIENT SECURITIES, LLC
Office #1: 4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126Office #2: 4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126RIA
BD
CRD#: 127701
Arden Hills, MN
Current
February 24, 2021 - Present
GRADIENT SECURITIES, LLC
Office #1: 4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126Office #2: 4105 Lexington Avenue Suite 380, Arden Hills, MN 55126RIA
BD
CRD#: 127701
Arden Hills, MN
Past
September 28, 2020 - January 4, 2021
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
EDINA, MN
Past
July 10, 2020 - January 4, 2021
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
EDINA, MN
Past
March 9, 2012 - January 14, 2020
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST PAUL, MN
Past
February 15, 2011 - February 21, 2012
PACIFIC SELECT DISTRIBUTORS, LLC
BD
CRD#: 4452
BLOOMINGTON, MN
Past
January 24, 2011 - February 10, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
January 2, 2009 - December 31, 2010
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
WOODBURY, MN
Past
September 18, 2008 - January 6, 2009
WADDELL & REED
BD
CRD#: 866
LAKE ELMO, MN
Past
May 6, 1994 - August 12, 2008
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
WOODBURY, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(2/24/2021)
IAR
Minnesota(2/24/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
