JB
Jonathan J. Busa
CERES FINANCIAL GROUP
Fort Meyers, FL
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CRD#: 2360394
JB
Professional summary
Jonathan Joel Busa is a registered financial advisor currently at CERES FINANCIAL GROUP, INC. located in Fort Meyers, Florida and OSAIC WEALTH, INC. located in Stoughton, Massachusetts.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jonathan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LAGUNA LAKES COMMUNITY DEVELOPMENT DISTRICT POSITION: Board Supervisor- Chairman NATURE: Non-Profit - Independent Special District INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2008 ADDRESS: 5911 Country Lakes Dr, Fort Myers FL 33905 DESCRIPTION: Oversee duties and responsibilities of a Special District located in Lee County Florida.The LLCDD is responsible for overseeing surface water management, lakes management, and irrigation managementfor the Laguna Lakes Community. 2) JONATHAN BUSA; SOLE PROPRIETOR; INVESTMENT RELATED:YES 15540 LAGUNA HILLS DR FORT MYERS FL 33908; AGENT/PRODUCER; STARTED 1994; 10 HRS/MTH; 0 HRS/MTH DURING ST HOURS; SALES OF LIFE, HEALTH, DISABILITY, LONG TERM CARE INSURANCE, FIXED ANNUITIES. 3) CERES FINANCIAL GROUP, INC.; POSITION: Principal and Managing Director NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 96 START DATE: 05/13/2002 ADDRESS: 909 Washington St, STE 202, Stoughton MA 02072; DESCRIPTION: Oversee and manage investment advisory activities for CERES Financial Group, Inc. 4) ALLIANT PROPERTY MANAGEMENT LLC POSITION: Business Development NATURE: Limited Liability Company - INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 10/11/2012; ADDRESS: 13831 VECTOR AVE, FORT MYERS FL 33907, United States; DESCRIPTION: Sales, marketing and consulting of association management services to board members of condominium and homeowner community associations. 5) Osaic Wealth Inc. (fka Royal Alliance Associates, Inc) POSITION: Registered Representative- NATURE: Corporation- INVESTMENT RELATED: Yes NUMBER OF HOURS160 SECURITIES TRADING HOURS:: 160 START DATE: 06/1998 ADDRESS: New York, NY DESCRIPTION: Broker-Dealer
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Joel Busa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2004 - Present
CERES FINANCIAL GROUP, INC.
Office #2: 909 Washington Street Suite 202, Stoughton, MA 02072RIA
CRD#: 129086
Fort Meyers, FL
Current
June 12, 1998 - Present
OSAIC WEALTH, INC.
Office #1: 909 Washington Street Suite 202, Stoughton, MA 02072RIA
BD
CRD#: 23131
Stoughton, MA
Past
October 23, 2003 - October 25, 2006
OSAIC WEALTH, INC.
RIA
CRD#: 23131
STOUGHTON, MA
Past
January 11, 1994 - June 18, 1998
CITISTREET EQUITIES LLC
BD
CRD#: 7447
SOMERSET, NJ
Past
June 14, 1993 - January 5, 1994
SHAWMUT BROKERAGE, INC.
BD
CRD#: 17081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/3/1998)
RR
Florida(6/22/1998)
IAR
Florida(7/13/2006)
RR
Indiana(7/26/2000)
RR
Iowa(8/4/2014)
RR
Maine(6/22/1998)
RR
Massachusetts(6/12/1998)
IAR
Massachusetts(9/10/2004)
RR
New Hampshire(6/18/1998)
RR
New York(6/14/2023)
RR
North Carolina(10/7/2024)
RR
Ohio(4/12/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CERES FINANCIAL GROUP, INC.
CERES FINANCIAL GROUP, INC.
CRD#: 129086 / SEC#:
Florida
Registered Investment Advisory firm - (7/13/2006 Approved)Massachusetts
Registered Investment Advisory firm - (5/12/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
909 Washington Street Suite 202, Stoughton, MA 02072
Mailing Address
Phone number
(781) 344-4401
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 110 |
| AUM (Assets Under Management) | $ 27,688,485 |
Red Flags
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