Thomas J. Sudyka

LAWSON KROEKER INVESTMENT MANAGEMENT

OMAHA, NE 68106

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CRD#: 2360288

Professional summary

Thomas Joseph Sudyka JR is a registered financial advisor currently at LAWSON KROEKER INVESTMENT MANAGEMENT INC located in Omaha, Nebraska.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Sudyka JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2000 - Present

LAWSON KROEKER INVESTMENT MANAGEMENT INC

Office #1: 1926 S. 67th Street Suite 201, Omaha, NE 68106

RIA

CRD#: 105053

OMAHA, NE

Past

July 28, 1993 - April 8, 1997

KFS BD, INC.

CRD#: 490

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAWSON KROEKER INVESTMENT MANAGEMENT INC

CRD#: 105053 / SEC#: 801-27034

RIA

Registered Investment Advisory firm - (5/22/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(5/12/2000)

IAR

Texas
(1/22/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/27/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/18/1994

General Securities Principal Examination

Current Firm

LAWSON KROEKER INVESTMENT MANAGEMENT INC

CRD#: 105053 / SEC#: 801-27034

RIA

Registered Investment Advisory firm - (5/22/1986 Approved)

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Contact information

Main Address

1926 S. 67th Street Suite 201, Omaha, NE 68106

Mailing Address

Phone number

(402) 392-2606

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV - PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 682,713,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas J. Sudyka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Sudyka JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAWSON KROEKER INVESTMENT MANAGEMENT INC

KFS BD, INC.

Primary Firm SEC Registration

LAWSON KROEKER INVESTMENT MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/1994

Series 63

Date: 8/26/1993

Series 7

Date: 7/27/1993

Series 24

Date: 3/18/1994

Current Firm

LAWSON KROEKER INVESTMENT MANAGEMENT INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAWSON KROEKER INVESTMENT MANAGEMENT INC

TRUST BUT VERIFY

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