Aaron J. Maguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron John Maguire, who also goes by Aaron John Goolkasian, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 1993. Aaron had worked at 11 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2015 - March 23, 2018
CETERA INVESTMENT ADVISERS LLC
November 27, 2015 - March 23, 2018
CETERA INVESTMENT SERVICES LLC
June 4, 2014 - October 12, 2015
CETERA INVESTMENT ADVISERS LLC
June 3, 2014 - October 12, 2015
CETERA INVESTMENT SERVICES LLC
May 7, 2007 - December 31, 2008
RELIANCE WEALTH MANAGEMENT GROUP, LLC
April 2, 2007 - September 11, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
August 29, 2005 - August 3, 2006
CHOREO, LLC
August 26, 2005 - August 3, 2006
BIRCHTREE FINANCIAL SERVICES LLC
January 15, 2003 - December 31, 2005
RELIANCE WEALTH MANAGEMENT GROUP, LLC
October 23, 2002 - January 15, 2003
TRIAD ADVISORS LLC
August 9, 2002 - September 23, 2005
TRIAD ADVISORS LLC
January 24, 2001 - April 3, 2002
CITIGROUP GLOBAL MARKETS INC.
September 19, 1996 - January 25, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1994 - September 5, 1996
LEGEND EQUITIES CORPORATION
November 1, 1993 - January 1, 1994
LEGEND CAPITAL CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
