Bryan J. Waites

KINGSWOOD CAPITAL PARTNERS

Festus, MO 63028

CRD#: 2360108

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Professional summary

Bryan Jason Waites is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Festus, Missouri.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 1993. Bryan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Jason Waites's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2024 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 1552 Natchez Dr, Festus, MO 63028

CRD#: 288898

Festus, MO

Past

January 19, 2024 - May 23, 2024

OSAIC WEALTH, INC.

CRD#: 23131

FESTUS, MO

Past

February 1, 2016 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

CRYSTAL CITY, MO

Past

October 31, 2007 - February 3, 2016

NATIONAL PLANNING CORPORATION

CRD#: 29604

CRYSTAL CITY, MO

Past

October 1, 2002 - October 30, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

FESTUS, MO

Past

August 18, 1993 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/21/2024)

Arizona
(5/21/2024)

California
(5/21/2024)

Florida
(5/21/2024)

Georgia
(11/7/2025)

Illinois
(5/21/2024)

Indiana
(1/14/2025)

Kansas
(2/11/2025)

Kentucky
(5/21/2024)

Missouri
(5/21/2024)

Ohio
(5/21/2024)

Oklahoma
(5/21/2024)

Pennsylvania
(9/17/2024)

Texas
(5/21/2024)

Virginia
(4/28/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/17/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/10/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127

Mailing Address

126 E 56th Suite 3l, New York, NY 10022

Phone number

(800) 535-6981

Established

Nevada since 10/26/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KINGSWOOD US, LLC	MEMBER
ALSORAIMI, MOHAMED	CCO	5319490
GOLDEN, JAIME GALIONE	PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS	2946822
NESSIM, MICHAEL HASKEL	CEO	2573543
PITKOFF, DAVID JONATHAN	CFO	2822280
RAYEVSKIY, VALERIY P	COO	5788810
ROMERO, MONIQUE VICTORIA	FINOP	6712654
WILDER, JEREMY MATHEW	CHIEF LEGAL OFFICER	7080690

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan J. Waites

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Jason Waites's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/1999

Series 63

Date: 8/23/1993

SIE

Date: 10/1/2018

Series 6

Date: 8/17/1993

Series 26

Date: 7/10/2000

FINRA

Current Firm

KINGSWOOD CAPITAL PARTNERS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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