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Bryan J. Waites

KINGSWOOD CAPITAL PARTNERS
Festus, MO 63028
Some features on this profile are disabled
CRD#: 2360108
BW

Professional summary

Bryan Jason Waites is a registered financial professional currently at KINGSWOOD CAPITAL PARTNERS, LLC located in Festus, Missouri.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 1993. Bryan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan Jason Waites's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 21, 2024 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 1552 Natchez Dr, Festus, MO 63028
BD
CRD#: 288898
Festus, MO
Past

January 19, 2024 - May 23, 2024

OSAIC WEALTH, INC.

BD
CRD#: 23131
FESTUS, MO
Past

February 1, 2016 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
CRYSTAL CITY, MO
Past

October 31, 2007 - February 3, 2016

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
CRYSTAL CITY, MO
Past

October 1, 2002 - October 30, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
FESTUS, MO
Past

August 18, 1993 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(5/21/2024)
RR
Arizona
(5/21/2024)
RR
California
(5/21/2024)
RR
Florida
(5/21/2024)
RR
Georgia
(11/7/2025)
RR
Illinois
(5/21/2024)
RR
Indiana
(1/14/2025)
RR
Kansas
(2/11/2025)
RR
Kentucky
(5/21/2024)
RR
Missouri
(5/21/2024)
RR
Ohio
(5/21/2024)
RR
Oklahoma
(5/21/2024)
RR
Pennsylvania
(9/17/2024)
RR
Texas
(5/21/2024)
RR
Virginia
(4/28/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/9/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/23/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 8/17/1993
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 7/10/2000
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KINGSWOOD CAPITAL PARTNERS, LLC
CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: , 8-69967

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127
Mailing Address
126 E 56th Suite 3l, New York, NY 10022
Phone number
(800) 535-6981
Established
Nevada since 10/26/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KINGSWOOD US, LLCMEMBER
ALSORAIMI, MOHAMEDCCO5319490
GOLDEN, JAIME GALIONEPRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS2946822
NESSIM, MICHAEL HASKELCEO2573543
PITKOFF, DAVID JONATHANCFO2822280
RAYEVSKIY, VALERIY PCOO5788810
ROMERO, MONIQUE VICTORIAFINOP6712654
WILDER, JEREMY MATHEWCHIEF LEGAL OFFICER7080690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898Festus, MO 63028

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