Daniel H. Curkan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Harry Curkan, who also goes by Danny Curkan, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1993. Daniel had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2014 - March 18, 2016
SPC
April 11, 2014 - March 18, 2016
SIGMA FINANCIAL CORPORATION
August 15, 2011 - November 26, 2013
MORGAN STANLEY
August 5, 2011 - November 26, 2013
MORGAN STANLEY
October 1, 2000 - August 8, 2011
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - August 8, 2011
WELLS FARGO CLEARING SERVICES, LLC
June 15, 1993 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
