Dennis D. Mcdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Doyle Mcdonald, CFA was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1993. Dennis had worked at 9 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2016 - September 23, 2019
BUTCHERJOSEPH ASSET MANAGEMENT, LLC
March 19, 2007 - June 25, 2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 9, 2006 - February 7, 2007
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
September 23, 2003 - June 15, 2006
UBS FINANCIAL SERVICES INC.
April 2, 1998 - February 25, 2000
BANC OF AMERICA SECURITIES LLC
October 4, 1996 - March 30, 1998
OSAIC WEALTH, INC.
May 1, 1996 - October 9, 1996
PRUDENTIAL EQUITY GROUP, LLC
September 12, 1995 - January 17, 1996
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
July 22, 1993 - September 16, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
BUTCHERJOSEPH ASSET MANAGEMENT, LLC
CRD#: 284626 / SEC#:
Contact information
Red Flags
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