Allan W. Mckendrick

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CRD#: 2360066

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Allan Weir Mckendrick was a registered financial professional .

Allan is a previously registered financial professional and started their career in finance in 1993. Allan had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Encinitas Rotary Club and Encinitas Rotary Foundation; not investment-related; Encinitas Rotary, P.O. Box 230223, Encinitas, CA 92023; Secretary; Secretary for Encinitas Rotary Club and Encinitas Rotary Foundation; Start Date: 07/01/2020; 5 hours per month devoted to other business; 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 8, 2016 - March 19, 2024

SEASIDE WEALTH MANAGEMENT, INC.

RIA

CRD#: 271039

CARLSBAD, CA

Past

January 19, 2011 - December 31, 2016

MCKENDRICK, RUPERT REGISTERED INVESTMENT ADVISORS, LLC

RIA

CRD#: 141116

SAN MARCOS, CA

Past

January 3, 2007 - December 31, 2010

MCKENDRICK, RUPERT REGISTERED INVESTMENT ADVISORS, LLC

RIA

CRD#: 141116

SAN MARCOS, CA

Past

December 6, 2006 - November 30, 2007

SCF SECURITIES, INC.

CRD#: 47275

SAN DIEGO, CA

Past

September 30, 2004 - December 19, 2006

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

SAN MARCOS, CA

Past

October 31, 2003 - December 19, 2006

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

SAN MARCOS, CA

Past

May 3, 2002 - September 30, 2004

THE ADVISORS GROUP, INC.

RIA

CRD#: 14035

SAN MARCOS, CA

Past

July 22, 1993 - October 31, 2003

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEASIDE WEALTH MANAGEMENT, INC.

CRD#: 271039 / SEC#: 801-111750

RIA

Registered Investment Advisory firm - (9/27/2017 Approved)

California

Registered Investment Advisory firm - (10/29/2017 Terminated)

Texas

Registered Investment Advisory firm - (9/29/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/21/1993

General Securities Representative Examination

Current Firm

SEASIDE WEALTH MANAGEMENT, INC.

CRD#: 271039 / SEC#: 801-111750

RIA

Registered Investment Advisory firm - (9/27/2017 Approved)

California

Registered Investment Advisory firm - (10/29/2017 Terminated)

Texas

Registered Investment Advisory firm - (9/29/2017 Terminated)

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Contact information

Main Address

6154 Innovation Way, Carlsbad, CA 92009

Mailing Address

Phone number

(760) 730-8120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (8/18/2025)

Regulatory assets under management

Total Number of Accounts	1,170
AUM (Assets Under Management)	$ 362,311,582

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Allan W. Mckendrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MCKENDRICK, RUPERT REGISTERED INVESTMENT ADVISORS, LLC

MCKENDRICK, RUPERT REGISTERED INVESTMENT ADVISORS, LLC

SCF SECURITIES, INC.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

THE ADVISORS GROUP, INC.

THE ADVISORS GROUP, INC.

Primary Firm SEC Registration

SEASIDE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1998

Series 63

Date: 8/2/1993

Series 7

Date: 7/21/1993

Current Firm

SEASIDE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEASIDE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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