Herschel Curtis Knippa Iii
Professional Summary
Herschel Curtis Knippa III, who also goes by Herschel Curtis III Knippa, Tres Knippa III, was a registered financial advisor. Herschel was a previously registered financial professional and started their career in finance 1994 - 1999. Herschel had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Herschel Curtis Iii Knippa, Tres Knippa Iii
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
CRESVALE INTERNATIONAL (US) LLC
Contact Information
Established
Delaware since 03/07/1997Firm Type
Limited Liability CompanyFiscal Year End
MarchDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHAN, KEVIN YUIKEUNG | MEMBER/ FINOP | — |
| CURLEY, JAMES FRANCIS | MANAGING MEMBER | — |
| DILANDRO, NICHOLAS FREDRICK | GENERAL SECURITIES PRINCIPAL | — |
| VASKIS, JEROME JOSEPH | SROP / CROP | — |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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