Herman J. Hannan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herman Joseph Hannan was a registered financial professional .
Herman is a previously registered financial professional and started their career in finance in 1968. Herman had worked at 9 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2004 - June 5, 2018
ON INVESTMENT MANAGEMENT CO
November 3, 2004 - June 5, 2018
THE O.N. EQUITY SALES COMPANY
April 16, 2001 - November 12, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 2, 2001 - November 12, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 24, 1997 - September 26, 2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
June 24, 1997 - September 26, 2000
OSAIC FA, INC.
September 27, 1991 - April 17, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 27, 1991 - April 17, 1997
OSAIC FA, INC.
April 25, 1988 - December 5, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 25, 1988 - December 5, 1989
OSAIC FA, INC.
April 6, 1988 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
August 20, 1982 - February 23, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
October 2, 1978 - January 7, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 15, 1968 - May 14, 1978
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/26/1968
Registered Representative ExaminationCurrent Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
