Eric W. Kendrick

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CRD#: 2359712

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Wayne Kendrick, CFP®, who also goes by Eric W. Kendrick, was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1993. Eric had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric W. Kendrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Past

June 26, 2013 - December 22, 2023

ADVISORS CRYPTO, INC.

RIA

CRD#: 109201

AUSTIN, TX

Past

August 5, 2002 - January 4, 2023

KG ADVISORS II, L.P.

RIA

CRD#: 119595

AUSTIN, TX

Past

June 12, 2002 - January 4, 2023

KG ADVISORS, L.P.

RIA

CRD#: 118271

AUSTIN, TX

Past

March 19, 2002 - January 4, 2023

KENDRICK GROUP, INC.

RIA

CRD#: 114602

AUSTIN, TX

Past

February 23, 2000 - March 9, 2001

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 8, 1999 - July 27, 1999

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

August 17, 1993 - January 12, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 17, 1993 - January 12, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISORS CRYPTO, INC.

ADVISORS CRYPTO, INC. | NANCY C. NELSON & ASSOCIATES, INC. | NANCY C. NELSON & ASSOCIATES INC | KG ADVISORS, INC. | KG ADVISORS

CRD#: 109201 / SEC#: 801-121191

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

Texas

Registered Investment Advisory firm - (5/13/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/30/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/1998

General Securities Principal Examination

Current Firm

ADVISORS CRYPTO, INC.

ADVISORS CRYPTO, INC. | NANCY C. NELSON & ASSOCIATES, INC. | NANCY C. NELSON & ASSOCIATES INC | KG ADVISORS, INC. | KG ADVISORS

CRD#: 109201 / SEC#: 801-121191

RIA

Registered Investment Advisory firm - (5/10/2021 Approved)

Texas

Registered Investment Advisory firm - (5/13/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/23/2022 Terminated)

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Contact information

Main Address

6500 River Place Blvd Building 7, Suite 250, Austin, TX 78730

Mailing Address

Phone number

(512) 346-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KG ADVISORS, INC - ADV PART 2 (4/1/2025)

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 11,453,074

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric W. Kendrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

KG ADVISORS II, L.P.

KG ADVISORS, L.P.

KENDRICK GROUP, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ADVISORS CRYPTO, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/30/1993

Series 7

Date: 8/16/1993

Series 24

Date: 5/4/1998

Current Firm

ADVISORS CRYPTO, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORS CRYPTO, INC.

TRUST BUT VERIFY

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