AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
AM

Alisa J. Martin

SIGNIA CAPITAL MANAGEMENT
SPOKANE, WA 99201
Some features on this profile are disabled
CRD#: 2359519
AM

Professional summary


Alisa Janell Martin, who also goes by Alisa Borgens, Lisa Borgens, Alisa Martin, Lisa Martin, is a registered financial advisor currently at SIGNIA CAPITAL MANAGEMENT located in Spokane, Washington.

Alisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Alisa has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Alisa Borgens | Lisa Borgens | Alisa Martin | Lisa Martin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AM Consulting LLC, 23211 N Hatch Rd, Colbert, WA 99005, is a LLC. The nature of the business is consulting for investment management firms. I am Owner/President of the business. I spend 160 hours per month with 160 during trading hours. The company started 2018 and I work with firms in regards to their operations, finance and compliance functions.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Alisa Janell Martin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 5, 2025 - Present

SIGNIA CAPITAL MANAGEMENT

Office #1: 9 S Washington St Suite 520, Spokane, WA 99201
RIA
CRD#: 121505
SPOKANE, WA
Past

November 24, 2014 - November 30, 2017

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
Seattle, WA
Past

January 28, 2008 - November 21, 2014

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

January 10, 2006 - July 12, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SEATTLE, WA
Past

January 10, 2006 - July 12, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
SEATTLE, WA
Past

July 1, 2004 - December 31, 2004

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

April 9, 2001 - June 24, 2004

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

September 24, 1997 - December 31, 2004

SIRACH CAPITAL MANAGEMENT INC.

RIA
CRD#: 104546
SEATTLE, WA
Past

October 9, 1995 - April 9, 2001

UAM FUND DISTRIBUTORS, INC.

BD
CRD#: 24364
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(1/5/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/24/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SC
SIGNIA CAPITAL MANAGEMENT
SIGNIA CAPITAL | SIMCOE CAPITAL, LLC | SIGNIA CAPITAL MANAGEMENT, LLC | SIGNIA CAPITAL MANAGEMENT LLC | SIGNIA CAPITAL MANAGEMENT

CRD#: 121505 / SEC#: 801-134770

California
Registered Investment Advisory firm - (4/5/2004 Terminated)
Maryland
Registered Investment Advisory firm - (2/10/2017 Terminated)
Oregon
Registered Investment Advisory firm - (2/15/2017 Terminated)
Washington
Registered Investment Advisory firm - (3/4/2021 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
9 S Washington St Suite 520, Spokane, WA 99201
Mailing Address
Phone number
(509) 789-8970
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/17/2025)

Regulatory assets under management


Total Number of Accounts16
AUM (Assets Under Management)$ 123,918,711

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIGNIA CAPITAL MANAGEMENT

CRD#: 121505Spokane, WA 99201

TRUST BUT VERIFY

Monitor Alisa Martin

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Rebecca Lee Schneeberger
Rebecca SchneebergerAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Ridgeland, MS
DF
Daniel FisherAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
PR
MINNEAPOLIS, MN
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics