Lawrence E. Welch

93 FINANCIAL GROUP

Woburn, MA 01801

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CRD#: 2359478

Professional summary

Lawrence Eugene Welch, who also goes by Larry Welch, is a registered financial advisor currently at 93 FINANCIAL GROUP, LLC located in Woburn, Massachusetts.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Lawrence has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Welch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Eugene Welch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2008 - Present

93 FINANCIAL GROUP, LLC

Office #1: 600 Unicorn Park Drive, Woburn, MA 01801

RIA

CRD#: 144235

Woburn, MA

Past

June 5, 1998 - August 11, 2003

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

NEWTON, MA

Past

February 6, 1995 - August 11, 2003

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

July 19, 1994 - January 18, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 19, 1994 - January 18, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

93 FINANCIAL GROUP, LLC

CRD#: 144235 / SEC#: 801-78076

RIA

Registered Investment Advisory firm - (5/31/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (6/18/2013 Terminated)

New Hampshire

Registered Investment Advisory firm - (6/7/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/15/2008)

IAR

Texas
(2/17/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/18/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

93 FINANCIAL GROUP, LLC

CRD#: 144235 / SEC#: 801-78076

RIA

Registered Investment Advisory firm - (5/31/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (6/18/2013 Terminated)

New Hampshire

Registered Investment Advisory firm - (6/7/2013 Terminated)

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Contact information

Main Address

600 Unicorn Park Drive, Woburn, MA 01801

Mailing Address

Phone number

(781) 938-6361

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	2,438
AUM (Assets Under Management)	$ 780,342,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lawrence E. Welch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Eugene Welch's CRS (Customer Relationship Summary).

Certified licenses

Experience

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

93 FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2007

Series 63

Date: 8/1/1994

Series 6

Date: 7/18/1994

Current Firm

93 FINANCIAL GROUP, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

93 FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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