Peter A. Prinzivalli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Albert Prinzivalli was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1993. Peter had worked at 4 firms and has passed the Series 63, Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2009 - January 31, 2013
SUMMIT FINANCIAL GROUP INC
July 20, 2009 - January 31, 2013
SUMMIT BROKERAGE SERVICES, INC.
February 21, 2006 - July 20, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 4, 2004 - July 20, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 30, 1993 - November 5, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 24, 1993 - November 5, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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