Michael M. Hanna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Marten Hanna was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 18 firms and has passed the Series 63, Series 3, PC, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 1995 - May 21, 1996
SECURITIES SERVICE NETWORK, LLC
November 23, 1994 - November 3, 1995
JOSEPHTHAL & CO., INC.
July 23, 1994 - November 15, 1994
POST OAK CAPITAL, INC.
November 12, 1990 - August 5, 1992
WELLS FARGO CLEARING SERVICES, LLC
September 6, 1989 - November 19, 1990
CIBC WORLD MARKETS CORP.
January 15, 1987 - September 16, 1988
RAUSCHER PIERCE REFSNES, INC.
August 6, 1985 - January 28, 1987
CITIGROUP GLOBAL MARKETS INC.
May 7, 1984 - July 29, 1985
SUNSTRAND SECURITIES CORPORATION, INC.
June 28, 1983 - March 16, 1984
PERSHING LLC
June 30, 1981 - July 14, 1983
COWEN SECURITIES INC.
January 19, 1981 - June 30, 1981
FINANCIAL SQUARE PARTNERS
December 22, 1978 - January 19, 1981
LEHMAN BROTHERS KUHN LOEB INCORPORATED
January 10, 1978 - December 13, 1978
SCHNEIDER, BERNET & HICKMAN, INC.
October 25, 1977 - January 19, 1978
MARCUS, STOWELL & BEYE, INC.
December 1, 1976 - May 19, 1978
I*SECURITIES, INC.
August 5, 1975 - November 18, 1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
October 17, 1974 - September 19, 1975
BACHE & CO INCORPORATED
March 16, 1972 - November 4, 1974
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 5, 1969 - March 22, 1972
ROTAN MOSLE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/1/1978
AMEX Put and Call ExamSeries 000
Date: 4/25/1969
General Securities Principal ExaminationSeries 1
Date: 4/25/1969
Registered Representative ExaminationCurrent Firm
SECURITIES SERVICE NETWORK, LLC
CRD#: 13318 / SEC#: , 8-28980
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADVISOR GROUP HOLDINGS, INC. | SHARE HOLDER | |
| BLANCATO, PHILIP SALVATORE | DIRECTOR | 2122221 |
| GIOVANNIELLO, JOSEPH JR | DIRECTOR | 3086071 |
| GODBEE, CRYSTAL LEE | VICE PRESIDENT OF OPERATIONS | 5629010 |
| KLIMAS, RONALD THOMAS | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2321602 |
| MAAS, JONATHAN ELMER | VICE PRESIDENT, TRADING | 2793069 |
| MCKENNA, NINA | SECRETARY | 6302448 |
| PATEL, JAYAPRAKASH MOHANBHAI | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2973297 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| WILKINSON, WADE SHANNON | PRESIDENT AND CEO | 2312703 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
