Adam C. Evans
Professional summary
Adam Christopher Evans, CIMA®, who also goes by Adam C Evans, Adam Christopher Evans, is a registered financial professional currently at FORESIDE FUNDS DISTRIBUTORS LLC located in Mclean, Virginia.
Adam is registered as a RR (Registered Representative) and started their career in finance in 1994. Adam has worked at 16 firms and has passed the Series 63, Series 65, Series 31, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Christopher Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2025 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 1753 Pinnacle Dr. 12th Floor, Mclean, VA 22102July 15, 2024 - April 1, 2025
WEALTHFORGE SECURITIES, LLC
March 3, 2017 - June 12, 2024
LAZARD ASSET MANAGEMENT SECURITIES LLC
June 17, 2013 - February 15, 2017
FORESIDE FUND SERVICES, LLC
September 14, 2011 - June 14, 2013
QUASAR DISTRIBUTORS, LLC
October 28, 2008 - June 8, 2011
PUTNAM INVESTMENT MANAGEMENT, LLC
October 27, 2008 - June 8, 2011
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
October 26, 2007 - October 17, 2008
CALAMOS WEALTH MANAGEMENT LLC
July 10, 2006 - October 17, 2007
CALAMOS ADVISORS LLC
July 10, 2006 - October 17, 2008
CALAMOS FINANCIAL SERVICES LLC
February 9, 2004 - July 10, 2006
TCW INVESTMENT MANAGEMENT COMPANY LLC
December 8, 2003 - July 13, 2006
TCW FUNDS DISTRIBUTORS LLC
September 15, 1998 - December 4, 2003
INSIGHT CAPITAL RESEARCH & MANAGEMENT INC
July 12, 1995 - August 6, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 1994 - May 18, 1995
IDS LIFE INSURANCE COMPANY
March 28, 1994 - May 18, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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