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EM

Elsa Sou Jing S. Moy

J.K. FINANCIAL SERVICES
Norco, CA 92860
Some features on this profile are disabled
CRD#: 2359334
EM

Professional summary

Elsa Sou Jing Sou Jing Moy, who also goes by Elsa Sou Jing Cheung, Elsa Sou Jing Lee, Elsa Sou Jing Moy, is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California.

Elsa Sou Jing is registered as a RR (Registered Representative) and started their career in finance in 1993. Elsa Sou Jing has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elsa Sou Jing Cheung | Elsa Sou Jing Lee | Elsa Sou Jing Moy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ELSA MOY INSURANCE - INVESTMENT RELATED. 14619 SERENADE DRIVE, EASTVALE, CA 92880. NATURE OF BUSINESS: LIFE, HEALTH, DISABILITY, ACCIDENT, CAUSALITY PROPERTY, LONG TERM CARE. 100% OWNER, POSITION: INSURANCE AGENT/BROKER. STARTED 11/2002. 80 HRS/MONTH AND 20 HRS/MONTH DURING TRADING HOURS. DUTIES: OWNER, INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elsa Sou Jing Sou Jing Moy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2024 - Present

J.K. FINANCIAL SERVICES, INC.

Office #1: 149 Cross Rail Lane Ste. 102, Norco, CA 92860
BD
CRD#: 103728
Norco, CA
Past

December 6, 2019 - March 18, 2022

STONEX ADVISORS INC.

RIA
CRD#: 174182
BIRMINGHAM, AL
Past

December 6, 2019 - March 18, 2022

STONEX SECURITIES INC.

BD
CRD#: 18456
Eastvale, CA
Past

June 22, 2009 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

BD
CRD#: 16783
LAGUNA HILLS, CA
Past

June 12, 2009 - December 6, 2019

QUEST CAPITAL STRATEGIES, INC.

RIA
CRD#: 16783
EASTVALE, CA
Past

October 17, 2006 - July 2, 2007

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
WALNUT, CA
Past

October 17, 2006 - July 2, 2007

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
WALNUT, CA
Past

January 2, 2004 - August 7, 2006

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
WALNUT, CA
Past

November 13, 2003 - August 7, 2006

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

May 30, 2002 - October 15, 2003

OSAIC FS, INC.

RIA
CRD#: 3870
WALNUT, CA
Past

April 4, 2002 - October 15, 2003

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

September 23, 1993 - February 13, 2002

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/7/2025)
RR
Virginia
(8/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/4/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/19/2001
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/22/1993
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JF
J.K. FINANCIAL SERVICES, INC.
HUA KANG SECURITIES, INC. | J.K. FINANCIAL SERVICES, INC. | J K FINANCIAL SERVICES, INC

CRD#: 103728 / SEC#: , 8-52214

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
149 Cross Rail Lane Ste. 102, Norco, CA 92860
Mailing Address
149 Cross Rail Lane Ste 102, Norco, CA 92860
Phone number
(714) 704-1818
Established
California since 10/20/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ZHENG, JOE JIANKANGCHIEF FINANCIAL OFFICER, SROP, CROP2318835
HO, LILY MEIXIAPRESIDENT, CEO, CCO4336165

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

J.K. FINANCIAL SERVICES, INC.

CRD#: 103728Norco, CA 92860

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