JC
John A. Cunningham
ALLIANT RETIREMENT CONSULTING
Westfield, NJ
Some features on this profile are disabled
CRD#: 2359267
JC
Professional summary
John Arthur Cunningham JR, who also goes by John Arthur (jr) Cunningham, is a registered financial advisor currently at ALLIANT RETIREMENT CONSULTING located in Westfield, New Jersey and OSAIC WEALTH, INC. located in New York, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Arthur (jr) Cunningham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT-RELATED, ADDRESS: 101 Park Avenue, 12th Floor, New York NY 10178 FIXED INSURANCE, START 06/2010, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: 101 Park Avenue, 12th Floor, New York NY 10178 NATURE OF BUSINESS: 401K CONSULTING START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: SENIOR VICE PRESIDENT BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 3. ALLIANT/ALLIANT INSURANCE SERVICES INC./RETIREMENT SERVICE GROUP, INVESTMENT-RELATED, 1301 DOVE STREET, NEWPORT BEACH, CA 92660, DBA NAME FOR TPA COMPLIANCE WORK, 401(K) CONSULTING SERVICES, RETIREMENT PLANS, INSURANCE - INDIVIDUAL LIFE, LTD & LTC, P&C, AND HEALTH, GROUP BENEFITS, START 01/01/2012, 60HRS/WK (32.5 TRADING HOURS), SENIOR VICE-PRESIDENT; 4. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC DBA ALLIANT RETIREMENT CONSULTING POSITION: Board Member NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 101 Park Avenue, 12th Floor, New York NY 10178, United States DESCRIPTION: General Management of the RIA 5. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 8 Hobby Ln Bedford, NY, 10506 NATURE OF BUSINESS: WRITING A BOOK ABOUT THE 401K BUSINESS START DATE: 11/2015 POSITION/TITLE/RELATIONSHIP: AUTHOR APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: WRITING 6. ALLIANT INSURANCE SERVICES POSITION: Senior Vice President NATURE: insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2017 ADDRESS: 101 Park Avenue, 12th Floor, New York NY 10178, United States DESCRIPTION: selling insurance
CRS (Client Relationship Summary) - RIA
Click below to view John Arthur Cunningham JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2017 - Present
ALLIANT RETIREMENT CONSULTING
RIA
CRD#: 167970
Westfield, NJ
Current
July 1, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 101 Park Avenue 12th Floor, New York, NY 10178RIA
BD
CRD#: 23131
New York, NY
Past
April 8, 2014 - September 18, 2017
VICUS CAPITAL, INC.
RIA
CRD#: 116021
NEW YORK, NY
Past
September 3, 2013 - July 1, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEW YORK, NY
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
NEW YORK, NY
Past
December 11, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
March 1, 1996 - December 14, 2001
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
August 26, 1994 - March 1, 1996
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING
CRD#: 167970 / SEC#: 801-78240
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/1/2025)
RR
Arizona(7/1/2025)
RR
California(7/1/2025)
RR
Colorado(7/1/2025)
RR
Connecticut(7/1/2025)
RR
Delaware(7/1/2025)
RR
District of Columbia(7/1/2025)
RR
Florida(7/1/2025)
RR
Georgia(7/1/2025)
RR
Hawaii(7/1/2025)
RR
Illinois(7/1/2025)
RR
Indiana(7/1/2025)
RR
Iowa(7/1/2025)
RR
Kentucky(7/1/2025)
RR
Louisiana(7/1/2025)
RR
Maine(7/1/2025)
RR
Maryland(7/1/2025)
RR
Massachusetts(7/1/2025)
RR
Michigan(7/1/2025)
RR
Minnesota(7/1/2025)
RR
Mississippi(7/1/2025)
RR
Missouri(7/1/2025)
RR
Nebraska(7/1/2025)
IAR
New Jersey(11/2/2023)
RR
New Jersey(7/1/2025)
RR
New Mexico(7/1/2025)
IAR
New York(3/23/2021)
RR
New York(7/1/2025)
RR
North Carolina(7/7/2025)
RR
Ohio(7/1/2025)
RR
Pennsylvania(7/1/2025)
RR
Puerto Rico(7/1/2025)
RR
South Carolina(7/1/2025)
IAR
Texas(7/12/2017)
RR
Texas(7/1/2025)
RR
Utah(7/1/2025)
RR
Virginia(7/1/2025)
RR
Washington(7/1/2025)
RR
West Virginia(7/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING
CRD#: 167970 / SEC#: 801-78240
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1125 Sanctuary Parkway Suite 300, Alpharetta, GA 30009
Mailing Address
Phone number
(713) 470-4208
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 156 |
| AUM (Assets Under Management) | $ 4,493,036,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
